FINRA to implement S901 Regulatory Element for Series 99 registered persons who do not hold any other FINRA registration - on 17th October 2013. Here is the FINRA link for you to find out more:
Thursday, 2 May 2013
Delighted to announce new Virtual Class dates for the rest of this year. If you are taking any FINRA US Regulatory exam this support is invaluable. Have a look at the dates but if you can't make those dates don't worry, we can offer you an On Demand Lecture that fits around you! http://bit.ly/11XBsbz
Monday, 29 April 2013
wallace cititraining news, April 2013
We’ve just found out …
|Fees for the NASAA exams (Series 63, 65 and 66) will
increase on 1st June 2013.
Details available on our website http://bit.ly/114FSiw
If you need any of these or other FINRA exam materials just let us know.
Tuesday, 22 January 2013
Friday, 14 September 2012
STUDENT NEWS UPDATE
We like to keep you updated with relevant news on changes to FINRA exams, helpful hints and price changes. We have updated our Student News page and some of it may affect you and be of interest. We hope it helps! http://tinyurl.com/9y24zj4
Monday, 30 April 2012
wallace cititraining e-news, May 2012
CF30 – FINRA recognition … finally!
Just when you had given up hope, FINRA have finally recognized the CF30 prerequisite. If you like “regulatorspeak” and want to know all the details you can following this link: http://bit.ly/HPBIRo but in English this means that properly registered people in the UK may be eligible to act as a General Securities Representative in the US, by obtaining the Limited Registered Representative (IE) registration. The IE registration is obtained by meeting certain criteria (details on the above link) and by passing the Series 17 exam. The IE registration allows individuals to act as a General Securities Representative without having to sit the Series 7 exam but you can’t conduct business in municipal securities.
Wallace Cititraining provide Series 17, 7 and all US regulatory exam material, can take fingerprints, offer Virtual Classes and On Demand Lectures to make your life easier. If you need any assistance just call us on 020 7379 0504.